Evidence Index

Primary Source Documents & References

Reference — Document Repository Master Index
Document Inventory

All Referenced Source Materials

ID Document Type Source Date Confidence Referenced On Access
E-001 FINRA Bar Order Enforcement FINRA 199X Primary Regulatory Profile View PDF
E-002 BrokerCheck — Scout Trading (CRD #151990) Firm Record FINRA — Primary Regulatory Profile View PDF
E-003 NASDAQ Disciplinary Action — Scout Trading LLC Fine ($3M) NASDAQ 2015 Primary Regulatory View PDF
E-004 BATS Exchange Application (SEC 34-57322) SEC Filing SEC 2008 Primary Profile View PDF
E-005 EntryPoint Capital Form ADV RIA Registration SEC / IARD — Secondary Corporate Questions Pending
E-006 Property Records — 13 Harrison St, Tribeca Deed / Mortgage NYC DOF — Secondary Corporate Pending
E-007 Mortgage Records — 13 Harrison St Financial Record NYC DOF — Secondary Corporate Pending
E-008 Intech Investment Management Form ADV RIA Registration SEC / IARD — Secondary Network Questions Pending
E-009 EntryPoint Capital Form ADV Part 2 — Item 11 Disclosure Document SEC / IARD — Primary Questions Pending
5 primary sources
4 secondary sources
5 pending collection
Documents marked "Pending" are identified as relevant to the investigation but have not yet been collected or verified. Evidence IDs (E-001 through E-009) are assigned for consistent cross-referencing across all investigation pages. Additional documents will be added as the investigation progresses.